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Tuesday, June 13, 2017
Ted Krebsbach comments on his role in landmark Supreme Court Shearson/American Express v. McMahon ruling as Securities Arbitration Commentator looks back 30 years later
For the past several weeks we've been looking back at Shearson/American Express v. McMahon, 482 U.S. 220 (1987), the ground-breaking Supreme Court case dealing with securities arbitration. Last in our series marking the case's 30th anniversary on June 8th is a look at its legacy. To do that, we sought comments from some key figures from that era.

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Monday, June 5, 2017
Bill Donnelly speaks to Bloomberg in the article “SEC Alleges Anti-Money Laundering Violations at Utah Broker”
A Utah broker-dealer failed to report suspicious transactions to federal regulators, the Securities and Exchange Commission said June 5 ( SEC v. Alpine Securities Corp. , S.D.N.Y., 7:17-cv-04179, 6/5/17 ).

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Wednesday, May 31, 2017
Chambers and Partners Recognizes Murphy & McGonigle’s Broker Dealer Practice, as well as Crimmins and Kramer
Murphy & McGonigle, P.C., a leading provider of legal services to the financial services industry, is pleased to announce that Chambers and Partners has recognized the firm in the category of Nationwide Financial Services Regulation Broker-Dealer – Compliance and Enforcement in Chambers USA 2017.

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Tuesday, May 30, 2017
Murphy & McGonigle Moves to New Washington Office to Accommodate Growth
Murphy & McGonigle, P.C., a leading provider of legal services to the financial services industry, is pleased to announce the relocation of its Washington office to 1001 G Street, NW in Washington. The firm is moving to a larger office space with state-of-the-art technology to accommodate the growth of its Washington practice.

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Thursday, May 18, 2017
Goldfarb, Crimmins, Rella and Del Cid discuss potential Supreme Court expansions to Affiliated Ute (subscription required)
When can a company’s silence support a Rule 10b-5 claim? The U.S. Supreme Court will consider that question next term in Leidos Inc. v. Indiana Public Retirement System. The case is generating buzz because it could expand the universe of omissions actionable under the judicially created private right of action for securities fraud.

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Monday, May 15, 2017
Murphy & McGonigle submits comment letter to FINRA regarding potential enhancements to certain engagement programs
Murphy & McGonigle submits comment letter to FINRA regarding potential enhancements to certain engagement programs

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Friday, April 28, 2017
Steve Feldman pens NYSBA article discussing how M&M Defend App protects companies and individuals in critical law enforcement encounters
Steve Feldman pens NYSBA article discussing how M&M Defend App protects companies and individuals in critical law enforcement encounters

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Monday, April 17, 2017
Matt Comstock addresses how regulators and industry groups are understanding and addressing blockchain technology and its implications for the securities, futures and related financial sectors in the Hyperledger blog
Regulators and industry groups continue their efforts to understand blockchain technology and its implications for the securities, futures and related financial sectors. Importantly, regulators and industry groups have not yet advocated for or against any particular type of blockchain technology. Rather, efforts have largely centered on defining what, in the view of those regulators and industry groups, blockchain technology is, how it may be used in the financial services industry, and what the regulatory implications are for its use.

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Wednesday, April 12, 2017
Steve Crimmins comments in Law360 article “SEC Signals No Patience For Fake News On Stocks” (subscription required)
The U.S. Securities and Exchange Commission filed charges Monday against a whopping 27 respondents for disguising promotions as independent research in a move experts said is calculated to send a message the market can't ignore and could be a sign of more cases to come.

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Tuesday, April 11, 2017
Steve Crimmins to serve on Columbia Law School Conference panel addressing Insider Trading & Enforcement
Steve Crimmins to serve on Columbia Law School Conference panel addressing Insider Trading & Enforcement

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